Complaints & Feedback

So that we can resolve your complaint as quickly as possible, it is important that you provide us with as much information as possible. This includes details such as:

1. Your investor or account number or the estate/trust name;
2. Your name;
3. Contact details – preferred contact method, if by phone advise the best times to reach you;
4. Complaint or feedback information – what is your complaint or feedback about and when did it happen; and
5. Resolution – how would you like the matter resolved.

We will try our best to resolve the complaint for you on the spot, and in most cases we can. If we can’t we will:

• Keep you up to date on our investigation and progress;
• Work to resolve your complaint within 21 days of receiving it from you;
• Let you know if we need more information or more time to investigate; and
• Provide you with final resolution within 45 days – if not we will inform you of the reasons for delay.

If we request further information from you to help us resolve your complaint and you do not respond, we may consider the matter resolved. However, if you provide information at a later date we will reopen the complaint and continue to work on a resolution for you.

Senior Manager Review

If you are not satisfied with our initial response, you can request for your complaint to be reviewed by a Senior Manager.

Senior Manager Review
Phone: 1300 138 044
Email: info@tptwealth.com.au
Post: GPO Box 227, Hobart TAS 7001

Alternatively, you may contact the Australian Financial Complaints Authority (AFCA). AFCA is an external dispute resolution body that deals with complaints regarding the financial services industry. TPT Wealth is a member of AFCA.

Australian Financial Complaints Authority
Online: www.afca.org.au
Email: info@afca.org.au
Phone: 1800 931 678
Post: Australian Financial Complaints Authority, GPO Box 3 Melbourne VIC 3001

For more information regarding complaints about your privacy refer to our Privacy Policy.